Assistant Director of Compliance and Ethics

Apply now Job no: 538482
Work type: Staff Full-Time
Location: Main Campus (Gainesville, FL)
Categories: Executive/Director/Management, Office/Administrative/Fiscal Support, Legal/Audit Services/Compliance
Department:22020000 - GN-UNIVERSITY COMPLIANCE

Classification Title:

Assistant Director, Compliance

Classification Minimum Requirements:

Master’s degree in an appropriate area and at least two years of experience in appropriate area; or an equivalent combination of education and experience.

Job Description:

Compliance Partner Program, Training and Ethics Initiatives

  • Leads the Compliance Partners initiative, building and maintaining good relationships with all Compliance Partners to ensure effectiveness and promote awareness of the Compliance Program and all compliance obligations
  • Review and analyze changes in laws and regulations relating to compliance obligations and assist with assessment of UF regulations and policies for ongoing compliance with federal and state law
  • Assists as needed with the development of Compliance Partner annual reports and other compliance related activities
  • Maintains the accuracy of the compliance plan and supporting matrices in collaboration with Compliance Partners
  • Develops an ongoing compliance communication plan including regular compliance reminders, educational articles, quizzes, industry updates, and website development
  • Implements effective marketing, training, and awareness campaigns to promote the compliance and ethics program
  • Builds, maintains, and updates an enterprise-wise compliance calendar to support monitoring of compliance and ethics obligations
  • Develops and implements any other compliance training, as needed
  • Represents UF Compliance and Ethics at campus-wide and departmental meetings, as needed
  • Coordinates ethics initiatives in alignment with the Florida Commission on Ethics and applicable provisions of Florida Statutes, Chapter 112
  • Provides guidance and education related to public employee responsibilities and limitations, including ethics requirements related to gifts
  • Supports vendor-related ethics requirements, including applicable disclosures and compliance obligations
  • Represents UF Compliance and Ethics on the State University System (SUS) Consortium Ethics Sub-Committee and participates in related initiatives and working groups

Compliance and Ethics Program Support

  • Assists the CCO and Director with the development, oversight and implementation of the institutional compliance and ethics program
  • Conducts data collection and root cause analysis to identify trends and support continuous improvement efforts
  • Assists the Director in implementation of an institutional compliance risk assessment process to enhance strategic compliance oversight and monitoring
  • Provides regular updates and presentation materials to the CCO and Director for inclusion in reports for university leadership, the Board of Trustees and the Board of Governors
  • Understands program monetary needs and accurately report on all fiscal requirements and obligations
  • Develops internal policies and procedures, and partner with other units in the development of institutional policies and procedures
  • Addresses inquiries, hotline complaints and other matters within the scope of the institutional compliance and ethics program
  • Facilitates continuous improvement of the institutional compliance program, including participation in regular program self-assessment and external reviews
  • Oversees Florida Commission on Ethics Form 1 filings, ensuring timely, accurate, and complete submission
  • Responds to ethics-related questions and inquiries received through various intake or reporting channels
  • Develops/revises the enterprise-wide compliance and ethics training for all employees ensuring compliance with federal/state law and university regulations and policies
  • Develops, maintains, and periodically reviews foundational compliance and ethics documents, including the Audit and Compliance Committee Charter, Compliance Charter, and Compliance Work Plan

Subject-Matter Expertise

  • Monitor the regulatory landscape within higher education compliance and ethics and continuously expand subject-matter expertise
  • Participate in relevant compliance and ethics organizations, including attending meetings and conferences, participating in work groups, engaging in speaking opportunities, or performing other related activities
  • Evaluate emerging compliance trends and make recommendations to the Director for implementing best practices to support continuous improvement of the university’s program
  • All other duties as assigned by the CCO or Director
  • Maintains subject-matter expertise related to Florida ethics laws, Florida Commission on Ethics requirements, and ethics compliance within public higher education
Expected Salary:

Commensurate with education and experience

Required Qualifications:

Master’s degree in an appropriate area and at least two years of experience in appropriate area; or an equivalent combination of education and experience.

Preferred:
  • 5+ years of experience in a related role
  • Certified Compliance & Ethics Professional (CCEP) certification or must be earned within one year of employment
  • Demonstrated strong writing and proofreading skills, producing final work products that are polished and ready for publication
  • Compliance or legal experience within an institution of higher education or an academic medical center
  • Strong organizational, communication, strategic planning, and project management skills
  • Extensive knowledge of compliance principles, terminology, and regulatory requirements that impact universities and academic medical centers
  • A proven record of excellence in customer service, integrity, teamwork, and collaboration
  • Ability to translate complex legal requirements into understandable and meaningful terms within the context of higher education
  • Prior experience in audit or investigations
  • Computing skills including Excel, PowerPoint and Teams
Special Instructions to Applicants:

In order to be considered, you must upload your cover letter, resume, and 3 professional references.

Application must be submitted by 11:55 p.m. (ET) of the posting end date.

Health Assessment Required: No

 

Advertised: Eastern Standard Time
Applications close: Eastern Standard Time

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